-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GPhlNiIwr4w8qwPw9ldNiAt3jKahqIeFYK9O2YHxFRs9sdHWzjSAkVrBdV3/ejUw auCqR5LklzPd1FJCFNttjQ== 0000909518-07-000575.txt : 20070606 0000909518-07-000575.hdr.sgml : 20070606 20070606164535 ACCESSION NUMBER: 0000909518-07-000575 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20070606 DATE AS OF CHANGE: 20070606 GROUP MEMBERS: SANDRA KAHN SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: EMPIRE RESOURCES INC /NEW/ CENTRAL INDEX KEY: 0001019272 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-METALS SERVICE CENTERS & OFFICES [5051] IRS NUMBER: 223136782 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-48853 FILM NUMBER: 07904445 BUSINESS ADDRESS: STREET 1: ONE PARKER PLAZA CITY: FORT LEE STATE: NJ ZIP: 07024 BUSINESS PHONE: 201-944-22 MAIL ADDRESS: STREET 1: ONE PARKER PLAZA CITY: FORT LEE STATE: NJ ZIP: 07024 FORMER COMPANY: FORMER CONFORMED NAME: INTEGRATED TECHNOLOGY USA INC DATE OF NAME CHANGE: 19960720 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: KAHN NATHAN CENTRAL INDEX KEY: 0001097717 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: BUSINESS PHONE: 2019442200 MAIL ADDRESS: STREET 1: C/O EMPIRE RESOURCES INC STREET 2: 1 PARKER PL. #10 CITY: FORT LEE STATE: NJ ZIP: 07024 SC 13D/A 1 mm06-0607_sc13da4.txt AMEND. NO. 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D (Rule 13d-101) Under the Securities Exchange Act of 1934 (Amendment No. 4) EMPIRE RESOURCES, INC. (Name of Issuer) COMMON STOCK, PAR VALUE $0.01 PER SHARE 29206E100 (Title of Class of Securities) (CUSIP Number) NATHAN KAHN SANDRA KAHN C/O EMPIRE RESOURCES, INC. ONE PARKER PLAZA FORT LEE, NJ 07024 (201) 944-2200 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) MAY 30, 2007 (Date of Event which Requires Filing of This Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box . (Page 1 of 6 Pages) - ------------------------------ ---------------------------- CUSIP No. 29206E100 SCHEDULE 13D Page 2 of 6 Pages - ------------------------------ ---------------------------- - ------------------ ------------------------------------------------------ 1 NAME OF REPORTING PERSON: Nathan Kahn I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) (Intentionally omitted) - ------------------ ------------------------------------------------------ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X] (b) [_] - ------------------ ------------------------------------------------------ 3 SEC USE ONLY - ------------------ ------------------------------------------------------ 4 SOURCE OF FUNDS N/A - ------------------ ------------------------------------------------------ 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E) [_] - ------------------ ------------------------------------------------------ 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States - ------------------ ------------- ------------------------------------- NUMBER OF SHARES 7 SOLE VOTING POWER ------------- ------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY 3,702,523 ------------- ------------------------------------- EACH REPORTING 9 SOLE DISPOSITIVE POWER ------------- ------------------------------------- PERSON WITH 10 SHARED DISPOSITIVE POWER 3,702,523 - ------------------ ------------- ------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,702,523* - ------------------ ------------------------------------------------------ 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [_] - ------------------ ------------------------------------------------------ 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 37.73% - ------------------ ------------------------------------------------------ 14 TYPE OF REPORTING PERSON IN - ------------------ ------------------------------------------------------ - -------- * Includes 24,000 shares underlying currently exercisable options held by Nathan and Sandra Kahn. - ------------------------------ ---------------------------- CUSIP No. 29206E100 SCHEDULE 13D Page 3 of 6 Pages - ------------------------------ ---------------------------- - ------------------ ------------------------------------------------------ 1 NAME OF REPORTING PERSON: Sandra Kahn I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (Intentionally omitted) I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) (Intentionally omitted) - ------------------ ------------------------------------------------------ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X] (b) [_] - ------------------ ------------------------------------------------------ 3 SEC USE ONLY - ------------------ ------------------------------------------------------ 4 SOURCE OF FUNDS N/A - ------------------ ------------------------------------------------------ 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E) [_] - ------------------ ------------------------------------------------------ 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States - ------------------ ------------- ------------------------------------- NUMBER OF SHARES 7 SOLE VOTING POWER ------------- ------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY 3,702,523 ------------- ------------------------------------- EACH REPORTING 9 SOLE DISPOSITIVE POWER ------------- ------------------------------------- PERSON WITH 10 SHARED DISPOSITIVE POWER 3,702,523 - ------------------ ------------- ------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,702,523* - ------------------ ------------------------------------------------------ 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [_] - ------------------ ------------------------------------------------------ 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 37.73% - ------------------ ------------------------------------------------------ 14 TYPE OF REPORTING PERSON IN - ------------------ ------------------------------------------------------ - -------- * Includes 24,000 shares underlying currently exercisable options held by Nathan and Sandra Kahn. - ------------------------------ ---------------------------- CUSIP No. 29206E100 SCHEDULE 13D Page 4 of 6 Pages - ------------------------------ ---------------------------- This Amendment No. 4 amends the Schedule 13D filed on October 27, 1999 (including Amendment No. 1 thereto, dated August 15, 2005, Amendment No. 2 thereto, dated May 17, 2006, and Amendment No. 3 thereto, dated August 31, 2006, the "Statement") and is filed by Nathan Kahn and Sandra Kahn (the "Reporting Persons") with respect to the common stock, par value $.01 per share (the "Common Stock"), of Empire Resources, Inc. (the "Issuer"). Unless otherwise defined herein, the information set forth in the Statement remains unchanged. Unless otherwise defined herein, all capitalized terms used herein shall have the meanings previously ascribed to them in the previous filing of the Statement. ITEM 5. INTEREST IN SECURITIES OF THE ISSUER ------------------------------------ a) The responses of the Reporting Persons to Rows (11) through (13) of the cover pages of this Amendment No. 3 are incorporated herein by reference. b) The responses of the Reporting Persons to Rows (7) through (10) of the cover pages of this Amendment No. 3 are incorporated herein by reference. c) On May 30, 2007 and May 31, 2007, the Reporting Persons sold an aggregate of 75,000 shares of Common Stock on the American Stock Exchange through a brokerage account at the following prices per share: ---------------------------------- DATE NO. OF SHARES PRICE ---------------------------------- 5/30/2007 23822 10.35 ---------------------------------- 5/30/2007 2100 10.36 ---------------------------------- 5/30/2007 700 10.37 ---------------------------------- 5/30/2007 700 10.38 ---------------------------------- 5/30/2007 1100 10.40 ---------------------------------- 5/30/2007 1278 10.41 ---------------------------------- 5/30/2007 200 10.42 ---------------------------------- 5/30/2007 6400 10.46 ---------------------------------- 5/30/2007 5700 10.47 ---------------------------------- 5/30/2007 300 10.48 ---------------------------------- 5/30/2007 2500 10.50 ---------------------------------- 5/31/2007 1000 10.39 ---------------------------------- 5/31/2007 4000 10.31 ---------------------------------- 5/31/2007 3400 10.35 ---------------------------------- 5/31/2007 100 10.36 ---------------------------------- 5/31/2007 200 10.27 ---------------------------------- 5/31/2007 3000 10.25 ---------------------------------- 5/31/2007 1400 10.23 ---------------------------------- 5/31/2007 2050 10.20 ---------------------------------- 5/31/2007 100 10.24 ---------------------------------- 5/31/2007 1200 10.17 ---------------------------------- 5/31/2007 2550 10.18 ---------------------------------- 5/31/2007 4800 10.15 ---------------------------------- 5/31/2007 700 10.11 ---------------------------------- 5/31/2007 1100 10.12 ---------------------------------- 5/31/2007 4600 10.10 ---------------------------------- - ------------------------------ ---------------------------- CUSIP No. 29206E100 SCHEDULE 13D Page 5 of 6 Pages - ------------------------------ ---------------------------- d) Not applicable. e) Not applicable. - ------------------------------ ---------------------------- CUSIP No. 29206E100 SCHEDULE 13D Page 6 of 6 Pages - ------------------------------ ---------------------------- SIGNATURES After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this Amendment is true, complete and correct. /s/ Nathan Kahn -------------------------------- Nathan Kahn, individually /s/ Sandra Kahn -------------------------------- Sandra Kahn, individually -----END PRIVACY-ENHANCED MESSAGE-----